5:00 - 6:00 Program
Cost: Members $20/Non-member $25
The regulatory landscape affecting retirement plans is constantly evolving and increasingly complex. The Southern Maine Chapter of the Institute of Management Accountants invites all accounting, finance, and human resource professionals to join us for a presentation that will identify a number of issues that are garnering serious attention from plan fiduciaries, administrators, AND the Department of Labor. Learn how to reduce fiduciary liability (or not), why plan fees continue to create a firestorm in the media, and how the success measures for retirement plans are changing for the better.
About our speakers:
As principal of BerryDunn Wealth Management, Barbara A. Appleby helps her clients navigate the changing circumstances of their lives as well as the financial marketplace. Barbara is known for her ability to provide expertise guided by compassion and a genuine desire to meet her clients' needs at times of change. In addition to offering financial planning, estate planning, and investment management to individuals, Barbara provides investement services for corporate retirement plans. She helps businesses and business owners meet their fiduciary obligations and assist their employees in having a successful retirement. Barbara holds FINRA registrations 6, 7, 24, and 66 and is a registered securities principal through Commonwealth Financial Network, member FINRA/SIPC. She is also licensed for life, health, and variable insurance.
As a senior investment manager, Kristen Guibord provides highly personalized, comprehensive finanical planning and investment advisory services for individuals and families, including evaluations of life and long-term care insurance. Kristin works closely with clients experiencing major life transitions, such as retirement, death of a spouse, divorce, and career change. She also advises business clients in the ever-changing 401(k) plan landscape. Kristin is a registered representative and an investment adviser representative an holds FINRA Series 6, 7, 63, and 65 registrations through Commonwealth Financial Network, member FINRA/SIPC. She is alos licensed for life, health, and variable insurance.